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Securities Industry and Financial Markets Association
Results: 602

#	Item
11	May 19, 2015 TO THE MEMBERS OF THE UNITED STATES SENATE The undersigned trade associations strongly urge you to oppose Senator Warren’s Amendment 1328 to the Bipartisan Congressional Trade Priorities and Accountabilit Add to Reading List Source URL: servicescoalition.org Language: English - Date: 2015-05-21 12:25:18 Business Bonds Securities Securities Industry and Financial Markets Association Business Roundtable Financial services Financial economics Financial markets Investment
12	Right to Rent: The Best Response to the Housing Crash Add to Reading List Source URL: www.peri.umass.edu Language: English - Date: 2011-11-21 16:43:39 Economic history Incentive Microeconomics Motivation Securities Industry and Financial Markets Association Troubled Asset Relief Program Financial crisis Investment banking Late-2000s financial crisis Economics Financial economics Economic bubbles
13	General Counsel North American Securities Administrators Association, Inc. (NASAA) Position Summary: The General Counsel serves both a policy and legal role at NASAA. As the director of the NASAA legal department the Gen Add to Reading List Source URL: nasaa.cdn.s3.amazonaws.com Language: English - Date: 2015-06-02 13:08:52 Investment Financial regulation North American Securities Administrators Association Securities Industry and Financial Markets Association Securities regulation in the United States United States securities law Financial economics Financial system
14	April 13, 2015 Submitted Via Email to Marcia E. Asquith Office of the Corporate Secretary Add to Reading List Source URL: www.finra.org Language: English - Date: 2015-04-16 13:04:30 Financial markets Securities Stock market Fixed income securities Structured finance Securities Industry and Financial Markets Association Repurchase agreement Financial Industry Regulatory Authority Collateralized mortgage obligation Financial economics Finance Investment
15	No-Action Letter: Securities Industry and Financial Markets Association Add to Reading List Source URL: edgar.sec.gov - Date: 2008-12-09 11:44:43
16	Securities Industry and Financial Markets Association, extending February 12, 2004 letter Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2010-01-11 17:16:13
17	Securities Industry and Financial Markets Association, extending February 12, 2004 letter Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-11 17:16:13
18	Securities Industry and Financial Markets Association No-Action Letter Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2011-01-14 11:26:29
19	Division of Trading and Markets No-Action Letter: Securities Industry and Financial Markets Association Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-01-09 16:41:46 Financial system Registered Investment Advisor Securities Industry and Financial Markets Association Broker-dealer U.S. Securities and Exchange Commission Investment Advisers Act Short Net capital rule Financial economics Financial markets Finance
20	Division of Trading and Markets No-Action Letter: SIFMA Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-01-11 10:59:43 Financial system Registered Investment Advisor Securities Industry and Financial Markets Association Broker-dealer Investment Advisor U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Broker Financial economics Finance Financial markets